There are a lot of cases where it is important to understand whether your securities are restricted or free-trading. This is especially important if you are looking to sell your securities.
To find out whether your shares are restricted or free-trading, it would be best to refer to any share statement issued by the company or the company’s transfer agent.
If the company is using DealMaker Transfer Agent, your share statements will be located within your DealMaker Engage portal.
Click here for steps on how to find share statements if the Issuer is using DealMaker Transfer Agent
If you are unable to identify based on the share statement, you can contact the Issuer’s transfer agent or the Issuer directly. Alternatively, please contact your broker or financial advisor who can better advise you on next steps with your securities.